10b5-1 plans, simplified
Automate SEC reporting and simplify 10b5-1 administration. Works with your existing stock admin platform.
Automate SEC reporting and simplify 10b5-1 administration.
Works with your existing stock admin platform.
As seen on
Painless administration
Fully automated 10b5-1 plan enrollment
1
Add your 10b5-1 policies
Employees can only start plans within the rules set by you.
2
Employees self‑onboard
Fast and simple enrollment, with high-touch onboarding for Section 16 D&Os.
3
Effortless administration
From plan approvals to SEC fillings, it's all automated and auditable.
Zero switching costs
Works with your existing stock admin
T+1 ready share settlement
Less work with every trade. Settle trades quickly and painlessly.
Full SEC reporting suite
Save time with automated SEC reporting and avoid costly errors.
Insider trading supervision
Enhance affirmative defense and keep policies current with evolving case law.
T+1 ready share settlement
Less work with every trade. Settle trades quickly and painlessly.
Full SEC reporting suite
Save time with automated SEC reporting and avoid costly errors.
Insider trading supervision
Enhance affirmative defense and keep policies current with evolving case law.
Try it out
Sail through trading windows with ease
Cooling off periods
Amendment and termination
Regulatory fillings
Special blackout lists
Trading windows
Always up to date on SEC compliance
From cooling off periods to good faith case law, Candor's compliance suite always keep up with the latest SEC rules and case law.
SEC COMPLIANCE SUITE
SEC compliant cooling-off periods
Section 16 reporting
Amendment & termination restrictions
Dynamic trading windows
Rule 144 enforcement
Special blackout lists
Hedging & shadow trading
MNPI recordkeeping
Single-trade plan enforcement
Plan approval audit logs
Good faith monitoring
Overlapping plan enforcement
Advisory services provided by Candor Financial LLC, an SEC registered investment adviser. Registration does not imply a certain level of skill or training nor does it imply endorsement by the SEC. Securities held at Apex Clearing are insured by the Securities Investor Protection Corporation. SIPC does not protect against the decline in value of your securities. Learn what SIPC covers
Empower employees
Give every employee affirmative defense
Simplify RSUs for all
Candor’s intuitive interface + plans are designed to help employees consider risk, diversification, and taxes proactively.
Empower employees with education
Every trading plan starts with required compliance education in a simple-to-understand format.
Retain employees longer
41% of employees say that stock plan benefits influence their decision to stay in their job.
Source: E*TRADE participant whitepaper 2021
Candor stands for wealth equity
Most of us in tech are first gen — first to go to college, first to be an engineer, first to be paid in RSUs.
At Candor, we’re building products to help you invest not just in yourself but also in your communities — all towards building lasting legacies of wealth and opportunity.
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See how Candor can work for your organization.
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Whitepaper
How the SEC is catching insider trading
Read the latest whitepaper on how ARTEMIS is changing the SEC's enforcement priorities.