Fully automated 10b5-1 trading 

Capture whole issuers with 10b5-1 automation that scales from the CEO to the rank-and-file.
Become a client
Automate 10b5-1 plans
Accurately project taxes
Access lead analytics
10b5-1 made effortless
Offer 10b5-1 to thousands of clients at once
Reduce risk
Reduce trading desk risk and eliminate human error
With scalable and automated taxes, financial planning, and form filing, easily go from serving tens to thousands of clients.
Accurately project future taxes
Get automatic estimates for future tax burden, no manual calculation required.
Predict taxes
Access Tools
Use lead analytics to identify high-value clients
Offer high-touch servicing to leads with the financial profiles you are looking for.
Issuer compliance platform

Powerful SEC compliance tools issuers love

Automated Form 4 and Form 144 reporting
SEC filing calendar and reminders
Automated issuer policy enforcement
Automate reportingAutomate reporting

Always compliant with SEC & issuer policies

From cooling-off periods to trading windows, Candor's Compliance Engine ensures plans are always created compliant from the start.
Cooling-off period enforcement
Termination restrictions
Section 16 exclusions
Plan duration restrictions
Screen for overlapping plans
Trading window enforcement
Single-trade plan enforcement
Special blackout lists
MNPI certification
Advisory services provided by Candor Financial LLC, an SEC registered investment adviser. Registration does not imply a certain level of skill or training nor does it imply endorsement by the SEC. Securities held at Apex Clearing are insured by the Securities Investor Protection Corporation. SIPC does not protect against the decline in value of your securities. Learn what SIPC covers
Fully automated settlement process
From restricted securities to DRS, DWACs and Rule 144 enforcement, Candor automates the settlement process so you can scale your business.
Integrate with ease

Grow AUM with broadbase access

Candor is the only platform built for all employees, not just executives.
Open to all levels
10-min self-onboarding
Simple admin tools
Grow Aum

Get a demo

See how Candor can scale your 10b5-1 services.
Become a client
Become a client