Reduce trading desk risk and eliminate human error
Offer 10b5-1 to thousands of clients
With scalable and automated taxes, financial planning, and form filing, easily go from serving tens to thousands of clients.
Accurately project future taxes
Get automatic estimates for future tax burden, no manual calculation required.
Access lead analytics tools
Search and filter prospective clients with the financial profiles you are looking for
Save your headache
Automate SEC reporting
Easy filing templates, including Form 4 and Form 144
Filing calendar and reminders
Effortless submission and approval
Built-in compliance with the new SEC trading pipeline
Trade execution overview
Compliant with 2024 SEC rules
Trade order sent for execution
Draft Form 144 ready for review
Form 144 deadline
XML-compliant Form 144 submitted electronically to EDGAR
Archival Form 144 submissions available on dashboard
Always up to date with the latest SEC rules
From cooling off periods to good faith case enforcement, Candor plans are always up-to-date with the latest SEC rules and case law.
Section 16 exclusions
Overlapping plan enforcement
Amendment & termination
Special blackout lists
Advisory services provided by Candor Financial LLC, an SEC registered investment adviser. Registration does not imply a certain level of skill or training nor does it imply endorsement by the SEC. Securities held at Apex Clearing are insured by the Securities Investor Protection Corporation. SIPC does not protect against the decline in value of your securities. Learn what SIPC covers
We handle all backend integrations — from cost basis to fund transfer
We work with all your stakeholders—issuers, regulators, transfer agents, banks, lawyers, accountants and consumers— so you don’t have to.
Grow AUM with broadbase access
Candor is the only platform built for all employees, not just executives.